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Fastpath > 实例探究 > Start Up Real Estate Management Company Builds SOX Compliant and Scalable D365FO Security Framework in Expedited Timeframe
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Start Up Real Estate Management Company Builds SOX Compliant and Scalable D365FO Security Framework in Expedited Timeframe

技术
  • 分析与建模 - 过程分析
  • 应用基础设施与中间件 - API 集成与管理
适用功能
  • 商业运营
用例
  • 网络安全
  • 监管合规监控
服务
  • 系统集成
  • 培训
挑战
The customer, a rapidly growing real estate management company, was relying on the standard security roles delivered with the application ‘out of the box’ which inherently contained critical and high-risk segregation of duties (SoD) conflicts. Due to the amount of revenue under management for a large public real estate investment trust (REIT), they soon needed to comply with Sarbanes-Oxley (SOX) and external audit requirements, including controls over security access in D365FO. They needed to quickly find a solution that would integrate well within their D365FO environment and provide detailed audit reporting, SoD visibility, and scalable task-based roles for future growth.
关于客户
The customer is a national manager of distinctive, independent assisted living and memory care communities throughout the U.S. Established less than two years ago, the company has grown to manage more than 100 retirement communities caring for more than 5,500 residents across 28 states. To accommodate the company’s rapid growth, the organization implemented Dynamics 365 for Finance and Operations (D365FO) on an accelerated timeline to rapidly establish a business management platform. However, this forced the team to rely only on the standard security roles delivered with the application ‘out of the box’ which inherently contained critical and high-risk segregation of duties (SoD) conflicts.
解决方案
The customer acquired Fastpath Assure® and asked for implementation partners that could support them and solve their problem within the timeframe allotted. They reached out to Protiviti, a global consulting and internal audit firm, to assist with the Fastpath implementation, the security redesign build process, and establishment of governance processes to protect their new security architecture. A SoD risk framework had to be established and configured within the Fastpath software. The framework provided the rules for how the new roles can be built. Once the ruleset was configured within Fastpath Assure, the team used the solution to help build security roles that aligned and complied with the SoD framework, designed processes for managing their new risk framework, and implemented the new roles throughout the organization.
运营影响
  • Rapidly created task-based roles to ensure appropriate access and proper control throughout D365FO.
  • Improved visibility into SoD conflicts and made it easier to remediate issues.
  • Made all roles free of critical SoD conflicts.
数量效益
  • Reduced the total number of conflicts at the user level by over 97%.
  • Reduced the number of non-system users who are assigned the System Administrator role from 10 users to 4.

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